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Ronald Wentworth

Freelancer Type:
CPA / Bookkeeper / Finance
Additional Type:
Current Status:
Accepting New Projects
Member Since:
December 26, 2018
Last Login:
~ 3 months ago


Personal Biography:Compliance Officer Securities Trader Management Business Owner
Undergraduate Degree:Licences
Experience:Series 3 Commodities License
Series 7 Securities License
Series 8 Compliance license
English Proofreading
AP Style Writing
Legal Research
Financial Analysis
Project Preferences:Open to all offers
Language 1:English
Language 1 Skill:Native Speaker

Practice Details

Firm Name:Finance and Legal Professional
Business Description:I am a semi retired professional with over 25 years experience working on Wall St. in New York City. I was employed at several firms in variety of positions, including Compliance Officer, Trader, Management at various levels. I also had a successful consulting business working on project work at various financial institutions and also a trading business, that is still active.
I relocated back to my home state of Maine to care for my terminally ill Father; I have stayed in Maine helping my Mother with my Parents various business interests.
While living in NYC was involved in the daily procedures of running a brokerage firm and worked with the various regulatory exchanges monitoring both firm and client accounts for the proper trading procedures.
I was involved with AML/KYC from it`s inception, which greatly reduced world wide money laundering. I also worked with FINCEN as well to help maintain orderly markets.
I also taught many financial as well as securities law classes and also gave lectures on a variety of business, financial, and legal issues.
My systems background is extensive and I also have programming experience writing various trading scenarios while doing risk management. I am EDGAR proficient.
I have also utilized my legal background doing research for "start up" businesses and am available to research and advise potential Entrepeneaurs.
I am new to Freelancelaw and seek legal, as well as financial proofreading and editing. I did much of this in my consulting business and thoroughly enjoyed the experience!!
Location of Work:Freelancer Office Only

Fees and Contact Information
Flat Fees Available
Hourly Billing
Fees negotiable